Four-Port Fibre Frequency-Shifter with a Null Taper Coupler

T. A. Birks, S. G. Farwell, P. St. J. Russell and C. N. Pannell

(c) University of Southampton 1994


All-fibre acousto-optic frequency shifters have in the past been based on fibres supporting two modes. Resonant coupling between the modes occurs when their beat-length matches the acoustic wavelength, the coupled light being frequency-shifted [1-3]. These devices can also function as tunable filters, switches and modulators. When they are used as single-sideband frequency shifters, mode convertors and filters are necessary to separate the residual carrier from the shifted signal [1], and give a single-mode output. Furthermore, the maximum frequency shifts are limited acoustically (by the relatively large fibre diameter) to 10MHz.

We have previously reported acousto-optic interactions in the narrow uniform waist of a tapered single-mode fibre [4]. The taper waist is in fact a multi-mode waveguide, supporting many cladding modes which fill the fibre. Light entering the taper waist in the fundamental mode can be coupled to the second mode (and vice versa), with a frequency-shift, by a flexural acoustic wave. There is complete overlap between the acoustic and optical waves, and hence a low acoustic power requirement, in contrast to other schemes [1-3]. The design is versatile because the nature of the interaction region at the taper waist is fixed only when the taper is made, and it can be operated at acoustic frequencies of up to hundreds of MHz by making the waist diameter as small as a micron.

This single taper device suffers from the disadvantage that the frequency-shifted light coupled into the second mode is not guided by the single-mode fibre, and is therefore lost. It can be recovered if a tapered two-mode fibre is used; but it is then necessary to incorporate mode convertors and filters to yield a single-mode output, as with a frequency shifter made using ordinary untapered two-mode fibre [1].

We describe here a new design of acousto-optic frequency shifter, in which the single fibre taper is replaced with a ``null'' taper coupler. This is a fused taper directional coupler which is so phase-mismatched that the maximum coupling is zero. The mechanism of the acousto- optic interaction is unchanged, because the waist of the taper coupler is a similar waveguide to the waist of a single taper. However, the frequency-shifted light is not now lost, but emerges from one of the coupler's output fibres.

A fused taper coupler, or beam-splitter, is made by heating and stretching two parallel fibres together in a small flame. In general, some of the light entering the coupler in one fibre is cross-coupled to the other fibre (the coupled wave), while the rest remains in the first fibre (the throughput wave). If the coupler is made from a pair of identical single-mode fibres, any coupling ratio from 0% to the maximum of 100% is possible as the coupler is elongated. With dissimilar fibres (or if one has been pre-tapered), the maximum coupling can be less [5] than 100%. In an ideal null coupler, the fibres are so mis-matched that the maximum coupling ratio is effectively zero; that is, the passive null coupler does not function as a beam- splitter at all. Light launched in one fibre evolves adiabatically into just the fundamental mode of the coupler waist, emerging from the same fibre at the exit (Figure 1a). Similarly, light launched in the other fibre evolves into the second mode of the waist. This behaviour has been described as ``mode splitting'' in planar waveguides [6], and arises critically from the optical properties of the coupler's taper transitions.

Figure 1: (a) The evolution of a light wave from one fibre through a passive null coupler. (b) The acousto-optic interaction in a null coupler.

Note the important distinction between a null coupler and a standard symmetric coupler with a coupling ratio of 0%. In the latter, both modes of the coupler waist are excited by an input in one fibre, but happen to have the right phase relationship at the end of the coupler to return the light to the same fibre. This special condition only holds for certain combinations of coupler length and wavelength; for other values, the coupling ratio is not zero. However, a passive null coupler behaves like a pair of non-interacting parallel fibres, with broadband zero splitting for all coupler lengths.

Despite the lack of interaction between the light waves in the two fibres, they do interpenetrate and overlap at the waist of the null coupler. Hence a travelling flexural acoustic wave can cause resonant forward-coupling between the fundamental and second modes of the coupler waist, with a frequency shift, if the beat-length of the two modes matches the acoustic wavelength. The two modes emerge via different fibres, so if light enters in one fibre then a pure frequency-shifted wave leaves in the other fibre (Figure 1b - in this case, there is a down-shift). No mode convertors or filters are necessary to separate shifted and unshifted waves, because any residual unshifted light emerges from the first fibre.

We made a null coupler for = 633nm operation using a pair of dissimilar fibres, with diameters of 60m and 80m and cut-off wavelengths of 500nm and 650nm respectively. The second fibre was not single-mode at 633nm, but in our experiments we always launched light into the first fibre, and checked that the output from the second fibre was in the fundamental mode. The fibres were held in parallel and then heated and stretched together in a travelling flame. The final waist was 25mm long, uniform, and about 6m in diameter, with short taper transitions each 25mm long. Control of these dimensions was achieved by varying the flame's travel distance during coupler elongation [7]. The waist cross-section was circular; this gives a good overlap between the two optical modes, is reproducible, and resembles the waist of a single tapered fibre (which is simple to analyse theoretically [4]). The excess loss was about 0.1dB and the maximum coupling ratio was 1:400 (maximum coupling ratios as small as 1:6000 were seen in other null couplers).

A flexural acoustic wave was excited in the coupler waist using a PZT disc with a concentrator horn, driven by an RF signal. The horn was fixed to the pair of untapered fibres at one end of the coupler (Figure 2), in such a way that the plane of the acoustic wave coincided with the plane of the coupler. The acoustic wave travels along the fibres, through the coupler's taper transition, and into the coupler waist. This arrangement has the advantages that the acoustic wave is focused by the transition, and is unidirectional in the interaction region. Light at 633nm from a polarised HeNe laser was launched into one input fibre of the coupler via a polarisation controller. The optical powers emerging from the two output fibres were monitored, while a resonance was sought by changing the RF frequency.

Figure 2: Assembly of the frequency shifter.

An acousto-optic resonance was found at the frequency of 1.851MHz. Optical output is plotted in Figure 3 against the pk-pk RF voltage applied to the PZT disc. With polarisation control, over 99% acousto-optic coupling into the second fibre was possible. Although this fibre was not single-mode, we found that the coupled light was carried in its fundamental mode. The RF power required for maximum coupling was as low as 1mW, much less than for previous frequency shifters [1]. Even so, we made no attempt to optimise the efficiency of conversion from RF electrical drive power to flexural-wave acoustic power; since the theoretical acoustic power required is 170nW, there is considerable scope for improvement.

Figure 3: The throughput (circles) and coupled (squares) optical outputs of the frequency shifter, versus RF drive voltage, for one input polarisation state (solid symbols) and the orthogonal state (hollow symbols).

The interaction is polarisation dependent. The orthogonal polarisation was launched into the device by a suitable adjustment of a half-wave plate, giving the second set of data in Figure 3. There is very little coupling for this polarisation at 1.851MHz; its resonant frequency was subsequently found to lie at 1.795MHz. The coupler waist, being defined by the large refractive index step between the silica cladding and the surrounding air, is not a weakly guiding waveguide. The two polarisation states of the second mode in the coupler waist are not degenerate, one being polarised parallel to the spatial lobes in its field distribution, the other being polarised perpendicular to them (in the LP approximation). Hence there are two eigen-polarisations with two different beat-lengths, resulting in two slightly different resonance conditions. The calculated polarisation splitting of 0.08MHz is of the same order as the measured value.

This polarisation dependence is undesirable, but can be masked by making the coupler waist slightly non-uniform. This broadens the resonance for each polarisation, because the resonance condition now varies along the waist. If this broadening exceeds the polarisation splitting, there will be an overlap where both polarisations are efficiently frequency-shifted. Such a frequency shifter would behave in an effectively polarisation-insensitive manner for restricted combinations of optical wavelength and acoustic frequency.

The frequency shift was measured by inserting the device (taking the output from the second fibre) into one arm of a Mach-Zehnder interferometer. A Bragg cell up-shifted the wave in the other arm by 80MHz. The detected beat signal was monitored on an RF spectrum analyser, Figure 4. The main beat component is visible near 82MHz, corresponding to a frequency down-shift equal to the acoustic frequency. Also visible above the noise floor are beat components with the carrier frequency (80MHz) and the image sideband (near 78MHz). These are both about 30dB below the principal component. The purity of this output was little changed when the drive voltage was reduced from the value for maximum conversion, though of course the total amount of light dropped. The output from the first fibre was unshifted, as expected. In contrast with the situation depicted in Figure 1b, here the input light excites the second mode of the coupler waist, and interacts with a counter-propagating acoustic wave. However, this reverses the sign of the frequency shift twice, so the net result is again a down-shift.

Figure 4: RF spectrum of the detected beat signal between the frequency shifter's coupled output and light up-shifted by 80MHz in a Bragg cell.

The device can also function as an optical switch, modulator or tunable spectral filter. The filter wavelength is tunable by changing the acoustic frequency [4]. To measure the behaviour of the device as a filter, unpolarised white light was launched into the input fibre, and the outputs were fed to an optical spectrum analyser. The normalised spectra obtained for an acoustic frequency of 1.860MHz are given in Figure 5. The spectra are complementary as expected by power conservation; the device acts as a notch filter in the throughput path, and as a band-pass filter in the coupled path. The three-peaked structure of the spectra is believed to be due to the polarisation properties of the set of second modes in the coupler waist. The 10nm width of each peak is greater than the expected width of 3.5nm; a longitudinal non- uniformity of 0.02m in the diameter of the coupler waist is sufficient to account for this. Indeed, the spectral bandwidth can be increased if necessary by deliberately making the coupler waist non-uniform, as discussed above in the context of polarisation dependence.

figure 5: Normalised optical output spectra of the device for (a) throughput light, and (b) coupled light.

As with the single taper device [4], frequency shifts of up to hundreds of MHz are possible by using a narrower coupler waist. Operation at communications wavelengths is straightforward by a suitable choice of a pair of fibres. A device with four identical single-mode ports is possible by pre-tapering one of a pair of identical fibres prior to coupler fabrication [5], to make the fibres sufficiently dissimilar to yield a null coupler. Although the narrow coupler waist might at first sight be expected to be mechanically weak, it is significant that standard fused taper couplers (with only slightly greater waist diameters) are now in routine use as robust beam-splitters and WDMs. In conclusion, the null coupler device provides a simple and versatile low-power frequency shifter, ready-made with four single-mode fibre ports.

This work was supported by the U.S. Department of the Air Force through the European Office of Aerospace Research and Development, London.

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